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Krystal French, CFA, issues monthly investment reports. These reports aggregate a wide number of analysis reports. Krystal looks for trends and commonalities within the research community. Krystal then presents the findings as her own research and doesn’t cite any sources. Krystal is most likely in violation of which Standard?
- Misrepresentation
- Performance Presentation
- Diligence and Reasonable Basis
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The Standard which applies is:
Misrepresentation:
Members and Candidates must not knowingly make any misrepresentations relating
to investment analysis, recommendations, actions, or other professional
activities.By not citing her sources, Krystal has misrepresented the
research findings she posted.
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