CFA CFA Level 1 CFA Level 1 Question of the Week – Ethical and Professional Standards

CFA Level 1 Question of the Week – Ethical and Professional Standards

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    • Matt_AnalystPrep
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      Which of the following is least likely a disciplinary action taken by CFA Institute?

      • A. Private reprimand
      • B. Penalized with a fine
      • C. Refusal to allow a candidate to take a CFA exam
    • Matt_AnalystPrep
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      The correct answer is B.

      CFA Institute does not levy fines as a form of disciplinary action. All other options are viable corrective options.

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