CFA CFA Level 1 CFA Level 1 Question of the Week – Ethical and Professional Standards

CFA Level 1 Question of the Week – Ethical and Professional Standards

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    • Avatar of Matt_AnalystPrepMatt_AnalystPrep
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        • CFA Charterholder
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        The correct answer
        is A.

        Brown is not in
        violation of the Code and Standards; this is because his claims of the merits of being a CFA Institute member
        are facts. The program enhances portfolio
        management skills and enables managers to handle client affairs in a more informed manner. Brown has ceased to be
        a member of the CFA Institute, and he
        cannot identify himself as such since he
        has not paid his annual dues or signed the professional
        conduct statement. However, he is not in violation by merely referring
        to the years in which he was an active member.

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