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cfa professional conduct investigation

CFA Professional Conduct Investigation: A Clear Guide

Sophie Macon

27 Dec 2024

CFA, Exam Day & Results

As a CFA candidate, you may have heard occasional horror stories about some candidates being subjected to CFA Professional Conduct investigations due to a misconduct (perceived or actual). To help alleviate your concerns, this article explains: what CFA Institute's Professional Conduct Program (PCP) is about; how a disciplinary process works; what to do if you're being investigated; and most importantly how to avoid any CFA PCP investigations in the future. Let's dive in! What is CFA Institute's Professional Conduct Program? CFA Institute upholds the Code ...