CFA CFA Level 1 Ethics: material non public vs independent and objectivity

Ethics: material non public vs independent and objectivity

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    • Avatar of vincenttvincentt
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        • CFA Level 3
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        From my understanding, even with an overlapping role between these 2 departments (which are NOT supposed to), the analyst could still practice independence and objectivity, unless otherwise stated. The only issue that can’t be avoided especially when you are in charge of 2 conflicting departments.

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        As head of Research, she is unlikely to be swayed by a subjective opinion from a junior analyst. There is nothing to suggest she hasn’t (or won’t) do her job properly, however she will likely come across NMPI which could be used.

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        right. thanx.

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