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CFA Level 1 Question of the Week – Ethics (Disciplinary action)

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    • Avatar of Matt_AnalystPrepMatt_AnalystPrep
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        • CFA Charterholder
        25 Jan 2020 at 6:58 pm
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        Which of the following is least likely a disciplinary action taken by CFA Institute?

        • A. Private reprimand
        • B. Penalized with a fine
        • C. Refusal to allow a candidate to take a CFA exam
      • Avatar of Matt_AnalystPrepMatt_AnalystPrep
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          • CFA Charterholder
          29 Jan 2020 at 10:15 pm
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          The correct answer is B.

          CFA Institute does not levy fines as a form of disciplinary action. All other options are viable corrective options.

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